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Capital Markets Compliance Advisor - Transaction Reporting - Jobs in Toronto

CB Canada
Job LocationToronto
EducationNot Mentioned
SalaryNot Mentioned
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypeContract

Job Description

Capital Markets Compliance Advisor On behalf of our client in the Banking Sector, PROCOM is looking for a Capital Markets Compliance Advisor. Capital Markets Compliance Advisor – Job Description

  • To provide support to FICC team with a focus on transaction reporting (MTRS and OTC Derivatives)
  • Conduct a review of market access controls for Futures for MX and Commodities (US access)
  • Conduct a mapping exercise of transaction reporting systems in Canada
  • Advise management of potential issues as they arise, make recommendations with regards to courses of action on transaction reporting issues
  • Develop and maintain an up-to-date procedure to review system change reviews and impact on controls
  • Assess and communicate new or amended regulatory requirements and conduct impact assessments
Capital Markets Compliance Advisor – Mandatory Skills
  • University degree in business, finance, economics or other related discipline
  • Completion of the Canadian Securities Course and Conduct and Practices Handbook Exam
  • 3+ years of progressive Compliance or related experience
  • Relevant work experience within a broker dealer, ideally Capital Markets (front, mid, back office)
  • Microsoft Office for project management and daily tasks
Capital Markets Compliance Advisor - Assignment Start Date ASAP – 3 months to start Capital Markets Compliance Advisor - Assignment Location Toronto, ON – Work Hybrid

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