Compliance Analyst - Jobs in Toronto, ON

Job Description

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. As the 5th largest bank in the world, our diverse team is connected by a common ambition to create change for the better—from forging more dynamic career paths to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group. Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,700 locations in more than 50 markets. The Group has over 180,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. MUFG aims to “be the world’s most trusted financial group” through close collaboration among our operating companies and flexibly responding to all of the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges. For more information, visit https://www.mufg.jp/englishCompliance AnalystJob Summary:The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering.Primary Accountabilities:KYC:

• Conduct screening on Customers and related parties.
• Be responsible for implementing KYC procedure
• Prepares and monitors KYC review schedule based on risk level
• Answers incoming inquiries and provides AML/ATF & KYC policies guidance, consultation, advice and assistance to relevant business line
• Assists CCO in revising AML policy and KYC procedure
• Maintains high risk country list, sanction list, high risk customer list and PEP list
• Prepares materials for internal and external auditing/examination
• Prepare and submit (or provide assistance to other compliance staff) compliance reports required by Head Office or HQA

Regulatory Compliance Management:

• Prepares compliance training materials including preparation of PowerPoint presentations
• Be responsible for implementing FATCA program such as drafts and revises FATCA Compliance Manual and Procedures, monitors the FATCA due diligence process, submits reportable accounts information to Canada Revenue Agency
• Participate in Compliance Projects to support the overall efforts of the Compliance Team.

Investigations:

• Review watch list filtering alerts to identify instances of Money-laundering, Terrorist Financing and violation Sanctions.
• Review transactions Alerts to identify instances of Money-laundering, Terrorist Financing and violation Sanctions.
• Monitor Trading department for unusual or suspicious activity including price fixing, collusion, and insider trading.

Development of Policies and Procedures:

• Develop new procedures and perform annual review of existing policies and procedures
• Prepare process work flows

Technical Skills:

• Working knowledge in Microsoft Office
• Logical reasoning and problem solving skills
• Excellent organizational, time management and project management skills

Experience Required:

• 2 years professional experience working in financial services industry
• Solid understanding of financial statements and risks
• Ability to work in a fast-paced environment

Education Required:

• Bachelors degree
• Nice to have: Certified Anti-Money Laundering Specialist (CAMS) certificate

Work Environment:

• Office/WFH - Split

Notice: The above information on this job description has been described to indicate the general nature and level of work performed by incumbents. Other duties and responsibilities not specifically described may be assigned from time to time, consistent with knowledge, skills and abilities of the incumbent. Company Chartered in 1981 and assuming its current identity as MUFG Canada Branch, our Canadian Branch is the premier Asia-based global bank in its market. We serve local and Japanese clients from the Atlantic to the Pacific with financial expertise across a number of key industries such as oil and gas, pipelines, power generation, automotive, transportation, and telecom. The receipt of this application by MUFG Bank, Ltd., Canada Branch (“MUFG Canada Branch”), does not imply or guarantee employment. MUFG Canada Branch is an equal opportunity employer. We do not discriminate in hiring or in any other aspect of employment on the basis of the grounds enumerated in the Canadian human rights act. In addition, MUFG Canada Branch complies with applicable laws prohibiting discrimination in employment in every jurisdiction in which it maintains facilities. MUFG Canada Branch provides accommodation to individuals in accordance with the requirements outlined in the Canadian human rights act and the Canada Labour Code.©2020 Mitsubishi UFJ Financial Group, Inc. All rights reserved. The MUFG logo and name is a service mark of Mitsubishi UFJ Financial Group, Inc., and is used by MUFG Bank, Ltd., Canada Branch, with permission.https://www.bk.mufg.jp/global/globalnetwork/americas/pdf/privacy_notice.pdfQuick Apply

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